Crystal Grant, Former Technology Fellow, ACLU Speech, Privacy, and Technology Project

The Genetic Information Nondiscrimination Act (GINA) was enacted in 2008 to protect Americans from being widely discriminated against by a then new technology: genetic testing. The law was written after genetic discrimination emerged in the 1970s. At the time, programs to screen and identify genetic carriers of sickle cell anemia, a disease which afflicts many Black Americans, were being mandated by states. These mandated screening programs targeted Black people, perpetuating racial bias and stigmatization. Congress acted to make this genetic discrimination illegal. But now, GINA is 15 years old and needs to be updated to reflect a new threat of abuse of biological information — epigenetic discrimination. Because the law was written before many modern advances in the field of genetics, it is unclear whether its protections will extend to the novel types of information that will soon be generated from millions of Americans.

Technological and Scientific Advancements May Enable a Loophole in GINA

GINA was a culmination of more than a decade of work that began long before the entire sequence of the human genome was even known. GINA has enabled people to access their genetic information and undergo a genetic test without fear that the results would lead to higher health insurance premiums or lost work opportunities if that data showed them at risk of developing a disorder. It banned genetic discrimination, but only in the limited contexts of health insurance and employment.

But now it’s 2023, and we’ve learned much more about the human genome. While our DNA sequence (the identity of the A, C, T, G’s that make us who we are) has been made off-limits as a basis for discrimination by GINA, data about the environment around our DNA sequence can be used to infer, sometimes perfectly, the information about the DNA sequence itself. This environment around our genetics describes our epigenetics. Courts have not had an opportunity to address whether GINA’s language would protect against discrimination based on inferences about our genetic information made through analysis of our epigenetic information. We shouldn’t have to wait for discrimination to happen and lawsuits to get filed to ensure we have protection: Congress can and should make clear that there’s no loophole.

A diagram of Epigenetic mechanisms as DNA acid gene protein expression.

DNA contains our genetic code written in A, C, T, and G’s and is in a double helix structure. Discrimination based on this information is prohibited by GINA. But discrimination based on epigenetic molecules or factors (an example of which are methyl groups, pictured above) that bind to the double helix and to other parts of the chromosome (composed of chromatin), which contain tightly coiled DNA around proteins (proteins called histones), may not be covered by GINA. These epigenetic factors or molecules are interrelated with our DNA and can be used to infer information about our DNA, like whether a gene of interested in active or inactive, and other private information about our health and habits in the past as well as suggest risks for the future.

Credit: VectorMine/ Shutterstock.com

The Human Genome Project, which aimed to generate the first sequence of the human genome, was launched in October 1990 and largely completed by April 2003 (though 2022 marked the first time the difficult to reach areas of the genome were 100 percent sequenced). At the time of GINA’s passage, there was some suggestion that the environment around DNA could also play a role in the development and manifestation of inherited disease — though the field of epigenetics was nowhere near where it is today. With technological advances in DNA sequencing, advances in machine learning techniques and their novel application to biological data, and scientific discoveries shedding light on epigenetics over the last two decades, there is now previously unimaginable data available from someone’s epigenetics.

Direct-to-Consumer Epigenetic Tests Will Proliferate, Generating Sensitive Consumer Data

Unlike DNA, epigenetics changes throughout a person’s lifetime in response to environmental factors. It can be used to tell information not only about a person’s genetics and ancestry, but also their lifestyle, past behaviors, and experiences. Using a tissue sample like blood or a swab inside the cheek to look at the environment around a person’s DNA, scientists can infer with high accuracy whether a person is or was previously a cigarette smoker, likely past experiences of trauma, an estimate of a person’s age, risk for early mortality, ancestry, and more.

Models that make inferences based on epigenetics and age are already in use — especially when it comes to age and estimated rates of aging (at the molecular level, some people age at different rates than their chronological age in years). In 2016, a life insurance company, employing deceptive commercial promotion of the tech, began using a new epigenetic technology to assess people’s life expectancy. More at-home epigenetic testing companies are beginning to proliferate despite ethical concerns of potential for misuse, especially for the tests being developed for children. Some researchers and biotech startups believe future epigenetic technologies that can reprogram cells to a more youthful state will upend modern medicine, eliminating the need for the treatment of many age-related diseases. If this happens, people who opt out of epigenetic testing and surveillance may find themselves locked out of opportunities or forced to pay higher premiums for insurance or care.

Definitions in GINA Must be Updated to Protect Epigenetic Data

Congress took care to define “genetic information” broadly in GINA’s bill text, but over the years, the courts have been divided over how to interpret this definition, with some narrowing the interpretation and others keeping it broad. This division is now reflected in legislative debates in Congress over the breadth of the term. The ambiguity in GINA when it comes to epigenetic data stems from its definition of a “genetic test,” which it defined as “an analysis of human DNA, RNA, chromosomes, proteins, or metabolites, that detects genotypes, mutations, or chromosomal changes.”

This language was written at a time when genetic tests revealed “chromosomal changes” in the form of whole chromosome deletions or duplications — not the detailed data generated today. Moreover, GINA’s aim can be described as prohibiting employers and health insurers from making a predictive assessment of an individual’s propensity to develop a disease in the absence of symptoms, but not the emergence of a disease or disorder. Epigenetics, however, in reflecting both a person’s nature and nurture, sits somewhere between the two. Nowhere in GINA is the term epigenetics even used, reflecting an oversight that must be remedied. Any ambiguity in the language will be exploited and challenged by companies whose profits depend on discrimination.

Epigenetic Data Will Become Widespread in the U.S., Privacy Protections Must Catch Up

Americans have an ever-increasing appetite for gathering information about ourselves. This includes the expanded use of wearables to track sleep and activity, and the more than 26 million Americans willingly sharing their genetic information with companies like 23andMe to learn about unknown relatives, genetic mutations, and ancestry. Companies that offer ways to gather even more data about us continue to multiply. As we saw with the proliferation of at-home genetic testing companies, many consumers will be eager to get as much data as possible. But insurers, advertisers, and employers will be equally eager to get this information. This places increased pressure on Congress to ensure strong privacy protections around this genetic data, forward-thinking and oft-updated regulations in place dictating how such data can be used and by whom, and that companies using this data to discriminate be held accountable.

Amending GINA to deal with these problems will not solve all privacy issues likely to come up as the field of epigenetics continues to develop. A shift towards more knowledge of epigenetic data will require many necessary societal changes, not just in how patients interact with their health and insurance systems, but to what degree genetic and epigenetic data is obtained, stored, protected, and shared, including with law enforcement. Law enforcement access to genetic information is currently determined by states, and the Fourth Amendment and is not a subject of GINA. These concerns are especially relevant given that encryption algorithms developed for genetic information may not be suited for the protection of epigenetic information, and this should also be considered by policymakers.

The future of routine medical treatment and obtaining life and health insurance and employment may all soon touch on epigenetic tests. While Congress acted to ensure that discrimination based on genetic data is illegal, protections around discrimination based on epigenetic data, which can be even more sensitive, are unclear. Congress acted proactively when it passed GINA, and it should do so again by updating and clarifying the language of the law and revisiting it often as technological strides are made.

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Wednesday, May 24, 2023 - 10:45am

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Sarah Brannon, she/her/hers, Managing Attorney, ACLU Voting Rights Project

Last week marks the 30th anniversary of the National Voter Registration Act (NVRA), a landmark piece of legislation that has expanded access to the ballot for millions of Americans.

Signed by President Bill Clinton in 1993, the voting rights law strengthened American democracy. From enabling eligible voters to simultaneously register to vote when they apply for or renew a driver’s license, to offering voter registration opportunities via mail-in application opportunities, the NVRA helps make the promise of democracy real. The NVRA has been an amazing success. As of 2020, 160,000 million Americans have applied to get on the voter rolls through registration services the NVRA requires at departments of motor vehicles, disability offices, and public agencies across the country.

Although we’ve made great progress in expanding access to voter registration, it is important to remember we still have so much work to do to expand voter registration access. In 2021, President Biden issued an executive order to increase access to voting, encouraging federal agencies to utilize an untapped provision of the NVRA that contemplates federal agencies providing voter registration services. Since this announcement, several federal agencies have made public commitments to increase access to voting information and expand voter registration opportunities.

However, there is much more that can be done, not only to embrace the whole-of-government approach encouraged by the executive order, but also the unfulfilled promise contemplated since 1993 in the NVRA to include the federal government in agency registration opportunities. Earlier this year, the ACLU along with a coalition of the nation’s leading civil rights groups released a report, “Strengthening Democracy: A Progress Report on Federal Agency Action to Promote Access to Voting,” to highlight, at the federal agency level, what has been done and what is still needed to help ensure every eligible voter has robust, easy, and equal access to the ballot box.

A few agencies have made noteworthy headway. For example, by accepting National Voter Registration Act designations for the tribal institutions it operates, the Department of the Interior has moved to ensure that eligible students who attend these institutions have regular access to high-quality voter registration.

The Department of Veterans Affairs has also begun working with state election officials to secure NVRA designations. And by incorporating voter registration into the Volunteer Income Tax Assistance program, the Treasury Department is helping to address persistent income-based gaps in voter registration by improving access to voter registration among people with low incomes.

Although progress has been made, for the most part, the ACLU and our partners found that most agencies have either made minimal progress on their initial strong commitments to expand voter access or have left important opportunities on the table. This must change; we must make the promise of democracy real for every single American.

Here are a few things federal agencies can do now to fully implement the executive order:

  • The Department of Health and Human Services should add an effective voter registration opportunity to the application for benefits on HealthCare.gov by the next open enrollment period.
  • United States Citizenship and Immigration Services should provide a robust opportunity to register to vote to all newly naturalized U.S. citizens.
  • The Department of Education should add a voter registration opportunity for applicants using the Free Application for Federal Student Aid.
  • The Bureau of Prisons, the agency within the Department of Justice which oversees federal prison facilities, and the U.S. Marshals Service, which oversees people in federal pre-trial custody, amongst other activities, should also fully implement the executive order. While both agencies have made efforts to improve voter access for eligible voters who are currently incarcerated in federal prisons or held in federal pre-trial custody, there is still more that can be done to ensure the full implementation of systems facilitating civic engagement and access to the ballot. You can read more about the steps they can take here.

As we honor the 30th anniversary of the NVRA, we must never allow the indispensable legacy of this pivotal voting rights law to fade into the past. Simultaneously, the Biden administration must embrace an unwavering dedication to wholeheartedly executing their voting access executive order. Such action not only fortifies our democracy but also empowers millions, ensuring their voices are heard through the power of the ballot.

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Monday, May 22, 2023 - 2:00pm

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